• Identify and understand risks inherent in Banking
• Develop a framework to mitigate risks in accordance with the guidlelines issued by the Basel
  Committee

Instructional Method
Dynamic, Interactive e-learning

Recommended Background
Familiarity with basic financial concepts

For purchase,contact us at
PO Box 910207. CA 92191, USA
Phone: +1-858-755-8527 Fax: +1-858-755-6973, +1-858-756-8587, E-mail: information@kesdee.com, Website: www.kesdee.com

1. Core Principles and Methodology

• Before You Begin…
  
• Introduction
  
• Preconditions
  
• Licensing Process and Changes in Structure
  
• Transfer of a Bank’s Shares
  
• Major Acquisitions or Investments
  
• Capital Adequacy
  
• Asset Quality and Reserve
  
• Concentration of Risks & Large Exposures
  
• Connected Lending
  
• Material Risks
  
• Internal Controls
  
• Methods of On-Going Banking Supervision
  
• Information Requirements of Banking Organizations
  
• Formal Powers of Supervisors
  
• Cross Border Banking
  
• Additional Requirements and Self-Assessment

2. Supervisory Self-Assessment

• Before You Begin…
  
• Introduction
  
• The Self-Assessment Strategy
  
• Four Phases of Self-Assessment
  
• Self-Assessment Report
  
• Statement of Cooperation between Banking Supervisors

3. Corporate Governance in Banks

• Before You Begin…
  
• Introduction
  
• Sound Corporate Governance Practices in Banking
  
• The Role of Public Disclosure
  
• Supervisors and Transparency
  
• Recommendations for Enhancing Bank Transparency
  
• Supportive Environment to Corporate Governance

4. Internal Control System

• Before You Begin…
  
• Introduction
  
• Management Oversight and Control Culture
  
• Risk Recognition and Assessment
  
• Control Activities and Segregation of Duties
  
• Information and Communication
  
• Monitoring Activities and Correcting Deficiencies
  
• Audit Function
  
• Internal Control Deficiencies

5. Internal Audit in Banks

• Before You Begin…
  
• Introduction
  
• Objectives and Tasks of the Internal Audit Function
  
• Principles of Internal Audit
  
• Functioning of Internal Audit
  
• Supervisory Authority and Internal & External Auditors
  
• Audit Committee
  
• Outsourcing of the Internal Audit

6. Supervisors and External Auditors

• Before You Begin…
  
• Introduction
  
• Board and Management
  
• The Role of External Auditors
  
• The Role of Bank Supervisor
  
• Governance and Other Aspects

7. Operational Risk Management

• Before you Begin…
  
• Introduction
  
• Risk Management Environment
  
• Risk Management
  
• Role of Supervisors
  
• Role of Disclosure

8. Liquidity Management

• Before You Begin…
  
• Introduction
  
• Developing a Structure
  
• Measuring and Monitoring Net Funding Requirements
  
• Review Assumptions
  
• Managing Market Access
  
• Contingency Planning
  
• Foreign Currency Liquidity Management
  
• Internal Controls
  
• The Role of Supervisors and Disclosures

9. Credit Risk Management

• Before You Begin…
  
• Introduction
  
• Establishing Credit Risk Environment.
  
• Credit Granting Process
  
• Credit Administration, Measurement and Monitoring
  
• Adequate Controls Over Credit Risk
  
• Role of supervisors
  

10. Management of Settlement Risk in Foreign Exchange

• Before You Begin…
  
• Introduction
  
• The Nature of FX Settlement Risk
  
• Senior Management Responsibilities
  
• Duration of FX Settlement Exposure
  
• Measurement of FX Settlement Exposures
  
• Setting Limits and Managing Fails
  
• Contingency Planning
  
• Use of Bilateral Netting
  
• Alternative Arrangements
  
• Internal Audit and Counter Parties
  
• Role of Supervisors

11. Trading and Derivatives Activities

• Before You Begin…
  
• Introduction
  
• Enhancing Transparency
  
• Quantitative Disclosures
  
• Qualitative Disclosures

12. Risk Management Principles for E-banking

• Before You Begin…
  
• Introduction
  
• Board and Management Oversight
  
• Security Controls
  
• Legal and Reputational Risk Management
  
• Cross-Border E-Banking Activities

13. Loan Accounting and Disclosure

• Before You Begin…
  
• Introduction
  
• Foundations for Sound Accounting
  
• Accounting for Loans
  
• Public Disclosure
  
• Role of Supervisors

14. Highly Leveraged Institutions

• Before You Begin…
  
• Introduction
  
• Banks’ Involvement with HLIs Credit Risk Strategy
  
• Information Gathering, Due Diligence and Credit Analysis
  
• Limit setting
  
• Collateral, Early Termination and Other Contractual Provisions
  
• Ongoing Monitoring of Positions vis-à-vis HLIs
  
• Specific Actions by Banks to Implement Sound Practices

15. Dealing with weak banks

• Before You Begin…
  
• Introduction
  
• Weak Banks and Problems
  
• Preconditions
  
• Channels for Information about Weaknesses
  
• Corrective Action
  
• Types of Weaknesses
  
• Resolution and Exit
  

• Core Principles and Methodology
• Corporate Governance in Banks
• Credit Risk Management
• Dealing with weak banks
• Highly leveraged institutions
• Internal Control Systems
• Loan Accounting and Disclosure
• Management and Supervision of Operational Risk
• Sound International Banking Supervision
• Risk Management for E-banking
• Settlement risk in foreign exchange transactions
• Sound practices for managing liquidity
• Supervisors and External Auditors
• Supervisors and Internal Auditors
• Supervisory Self-Assessment
• Trading and Derivatives Activities
• Sound International Banking Supervision

• Asset Liability Management Library of 28 Courses
  
• Liquidity Management and Contingency Funding Plan Library of 14 Courses
  
• Financial Institution Analysis - CAMELS Approach Library of 8 Courses
  
• Financial Mathematics Library of 7 Courses
  
• Global Banking Supervision Library of 15 Courses
  
• Capital Adequacy Planning (Basel I) Library of 7 Courses
  
• Basel-II: University Library of 63 Courses
• Sarbanes-Oxley Act Library of 12 courses
  
• Futures & Forwards Library of 7 Courses
  
• Swaps Library of 7 Courses
  
• Options Library of 10 Courses
  
• Market Risk (Basic Level) Library of 8 Courses
  
• Market Risk (Intermediate Level) Library of 8 Courses
  
• Market Risk (Advanced Level) Library of 4 Courses
  
• Value at Risk Library of 16 Courses
  
• Credit Analysis Library of 13 Courses
  
• Credit Ratings Library of 3 Courses
  
• Counterparty Credit Risk Library of 9 Courses
  
• Credit Risk Modeling Library of 6 Courses
  
• Credit Derivatives Library of 23 Courses
  
• Operational Risk Management Library of 21 Courses
  
• Asset Securitization Library of 28 Courses
  
• Asset Liability Management for Insurance Companies Library of 29 Courses
  
• Anti-Money Laundering Library of 6 Courses
  
• Financial Privacy Library of 6 Courses
  
• Corporate Governance Library of 9 Courses
  
• Money Markets Library of 9 Courses
  
• Fixed Income Markets Library of 17 Courses
  
• Equity Markets Library of 10 Courses
  
• Foreign Exchange Markets Library of 9 Courses
  
• Foreign Exchange Management Library of 7 Courses
  
• Treasury Analytics Library of 5 Courses
  
• Interest Rate Risk Management Library of 4 Courses
  
• Funding and Investments Library of 5 Courses
  
• Implementation - Treasury Management Library of 4 Courses
  
• Case Studies - Treasury Management Library of 5 Courses
  
• Understanding Financial Statements Library of 2 Courses
  
• Budgeting Library of 5 Courses
  
• Management Accounting Library of 7 Courses
  
• Financial Accounting Library of 9 Courses
• Mutual Funds Library of 11 Courses
  
• ePRM Coach Library of 68 Courses
  
• eFRM Coach Library of 61 Courses

KESDEE has the required technology platform to respond to clients training requirements in the financial industry. We offer several solutions, each developed with the guidance of creditable experts. Given below are few of the forthcoming products:

• Financial Planning
  
• International Trade Services
  
• Bank Branch Management
  
• Mortgage Finance

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